We believe that compliance support providers should alleviate the regulatory burden of the firms who receive their services, releasing their time to focus on delivering high quality advice to their clients. Based upon this principle, our range of compliance services currently includes:

  • Operating Centre - Advice Journey: Offers complete operating models and compliance frameworks, through pre-approved processes, documentation and templates.
  • Operating Centre - Business Hub: The Business Hub holds all the documentation you require for the operations side of your business, including templates for AML, complaints, TCF, recruitment, business plans and training and competence.
  • Compliance Helpdesk: Whatever your query, our experienced team will be able to offer relevant, informative guidance, and are only ever a phone call away.
  • Pensions Technical Helpdesk: Direct your pensions and technical queries to our dedicated helpdesk, who will be only too happy to help.
  • Regulatory Bulletins: All the updates from the regulator as and when you need them, delivered straight to your inbox.
  • Compliance Visits: To offer added peace of mind that your business is operating compliantly, we also offer a visit service. Visits are conducted at your premises by a SIFA director and you will be provided with a detailed report with guidance and, where relevant, action points.
  • File Checking Service: To provide further regulatory support, our expert compliance team operate a file checking service to ensure all your documentation is meeting requirements.